"I love BasisCode | Financial Compliance Management Software"

2022-05-18 12:45:24

https://basiscode.com 970.676.3588 |CLIENT LOGIN Toggle navigation https://basiscode.com Who We Serve BasisCode Compliance™ for RIAsBasisCode Compliance™ for Broker DealersBasisCode Compliance™ for Hedge Funds & Private Fund AdvisorsSolutions BasisCode Compliance™ EssentialsBasisCode Compliance™ Personal Trading ManagerBasisCode Compliance Insider Trading Manager™BasisCode for ConsultantsCompany Our CompanyBasisCode LeadershipClientsPartnersCareersTechnology Compliance TechnologyGetting StartedTestimonialsHappenings NewsBlogEvents OverviewContact Us Request DemoRequest InformationRequest Support   BasisCode is officially a member of the Orion Advisor Solutions family!We’re excited to see how combining Orion’s wealthtech platform with our comprehensive compliance software platform will enhance the overall advisor-client journey. Learn MoreOptimizing Compliance + Risk ManagementComplete approach to governance, risk and compliance (GRC), that includes Code of Ethics administration, in a fully integrated and always audit-ready architecture.Download OverviewRequest DemoDownload OverviewRequest DemoThe Basis of an Audit-Ready BusinessDesigned with the entire risk mitigation cycle in mind – the BasisCode Compliance platform enables the assessment and ranking of risk, the execution of controls that mitigate those risks and ongoing monitoring which allows you to continually evaluate the performance of your program and efficiently identify areas of weakness.Who We ServeFinancial Technology designed with the entire user spectrum in mind.Every stakeholder has their own distinct needs, goals and expectations when it comes to technology. With BasisCode, you can expect a solution powerful enough to exceed the ever-evolving needs of compliance teams and senior leadership, while remaining intuitive, easy-to-use, and mobile accessible for employees.Registered Investment AdvisersBroker DealersHedge Funds + Private Equity FundsConsulting FirmsRegistered Investment AdvisersBroker DealersHedge Funds + Private Equity FundsConsulting FirmsRegistered Investment AdvisersHedge Funds + Private Equity FundsBroker DealersConsulting FirmsWhat Can We Help You Automate?Request DemoScalable Technology to Power GrowthComplete Compliance + Risk ManagementTestingRisk AssessmentsGifts + EntertainmentWorkflow Enabled FormsCertifications + AttestationsDocument LibraryEmployee Portal + Mobile AppTestingRisk AssessmentsGifts + EntertainmentCertifications + AttestationsWorkflow Enabled FormsDocument LibraryEmployee Portal + Mobile AppPersonal + Insider Trading ManagementAutomated Broker FeedsConfigurable Rules EnginePre-Clearance RequestsPost-Trade SurvellanceCertifications + AttestationsIntegrated News SourcesException + Investigation ManagementAutomated Broker FeedsConfigurable Rules EnginePre-Clearance RequestsPost-Trade SurvellanceCertifications + AttestationsIntegrated News SourcesException + Investigation ManagementWith a 99% renewal rate,discover why those who chose BasisCode, stay...Request DemoWith a 99% renewal rate, discover why those who chose BasisCode, stay...Request DemoLatest From BasisCodeMaximizing the Potential of Your Consulting PartnershipBasisCode for Consultants enables consultancies to supplement their services with a robust GRC technology infrastructure designed to optimize their own service delivery, security framework and each client’s audit-readiness.The Consultant’s Corner at BasisCode Marketplace comprises the industry’s leading compliance consulting firms and was designed to help financial services firms identify partners that value technology as part of a complete solution.BasisCode for Consultants enables consultancies to supplement their services with a robust GRC technology infrastructure designed to optimize their own service delivery, security framework and each client’s audit-readiness.The Consultant’s Corner at BasisCode Marketplace comprises the industry’s leading compliance consulting firms and was designed to help financial services firms identify partners that value technology as part of a complete solution.Hear What Our Clients Have to Say...PreviousNextRead Testimonials BasisCode Compliance™ EssentialsBasisCode Compliance™ Personal Trading ManagerBasisCode Compliance Insider Trading Manager™BasisCode for Consultants ABOUTContact UsNewsEventsBlogJoin Our Mailing List 3330 Cumberland Blvd, Suite 500Atlanta, Georgia 30339 USAPhone: 970.676.3588Email: *protected email* © BasisCode Compliance - Compliance SoftwarePrivacy PolicyWe use cookies to ensure that we give you the best experience on our website. If you continue to use this site we will assume that you are happy with it.Ok